Our Story

For over 30 years, our business has been helping clients define, implement and monitor their financial goals. As long-time Arcata residents, we are your local source for investment management and financial planning.

We take pride in knowing we have helped friends and neighbors pursue their financial dreams and have been there for them in times of need. Our passion for helping people is what drives us every day.

Our goal is to create a trusting and valuable long-term relationship with each of our clients and as independent advisors, we are able to make sure our client’s needs always come first. We believe people want a financial advisor who listens to them and takes the time to learn about their dreams and goals. We are dedicated to helping clients formalize their unique investment plan and make sound decisions regarding their finances.

We hope that by working closely with clients and understanding their individual needs, we can help individuals and small businesses in our community thrive financially. We are a trusted source of information regarding many investment strategies.

Whether a client has significant assets to manage or is just starting to accumulate wealth, Amy and Ken, with the services of LPL Financial, have the resources and experience to provide the services that fit their clients’ needs.